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An investment adviser registered either with the SEC under Section 203 of the Investment Advisers Act or with a state securities commission (or any agency or office performing like functions);
Any other person (whether a natural person, corporation, partnership, trust or otherwise) with total assets of at least $50 million;
Governmental entity or subdivision thereof;
Employee benefit plan, or multiple employee benefit plans offered to employees of the same employer, that meet the requirements of Section 403(b) or Section 457 of the Internal Revenue Code and in the aggregate have at least 100 participants, but does not include any participant of such plans;
Qualified plan, as defined in Section 3(a)(12)(C) of the Exchange Act, or multiple qualified plans offered to employees of the same employer, that in the aggregate have at least 100 participants, but does not include any participant of such plans;
FINRA member firm or registered person of a FINRA member firm; and
Person acting solely on behalf of any such institutional investor.
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Past performance is not a guarantee of future results. The information herein does not constitute investment advice and the products described may not be available to, or suitable for, all investors. You should consider, if appropriate, obtaining independent professional advice before making an investment decision.
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